SEC Filing | Pitney Bowes Inc.

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SEC FORM 3 SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Fairweather James Arthur

(Last)

(First)

(Middle)

3001 SUMMER STREET

(Street)

STAMFORD

06926

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/03/2021

3. Issuer Name and Ticker or Trading Symbol
PITNEY BOWES INC /DE/ [ PBI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP & Chief Innovation Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	79,601.6517	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Unit	⁽²⁾	⁽²⁾	Common Stock	2,643	⁽¹⁾	D
Restricted Stock Unit	⁽²⁾	⁽²⁾	Common Stock	7,414	⁽¹⁾	D
Restricted Stock Unit	⁽²⁾	⁽²⁾	Common Stock	10,606	⁽¹⁾	D
Restricted Stock Unit	⁽²⁾	⁽²⁾	Common Stock	93,803	⁽¹⁾	D
Restricted Stock Unit	⁽²⁾	⁽²⁾	Common Stock	90,755	⁽¹⁾	D
Restricted Stock Unit	⁽¹⁾	⁽¹⁾	Common Stock	1,348.9842	⁽¹⁾	D
Stock Options (Right to buy)	02/14/2017⁽³⁾	02/07/2026⁽³⁾	Common Stock	17,668	16.82	D
Stock Options (Right to buy)	02/13/2018⁽³⁾	02/05/2027⁽³⁾	Common Stock	54,688	13.16	D
Stock Options (Right to buy)	02/09/2021⁽⁴⁾	12/25/2028⁽⁴⁾	Common Stock	75,000	5.99	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

2. The restricted stock units vest in three equal annual installments.

3. The stock option grant vest in three equal annual installments.

4. The stock option grant vest in one annual installment.

Remarks:

	George Brereton - POA for James Fairweather	05/10/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

POWER OF ATIORNEY

Know All By These Present, that the undersigned
constitutes and appoints George Brereton and Thomas
Seitaridis, and each of them acting individually, as
true and lawful attorneys-in-fact and agents, with full
power of substitution and resubstitution, for the
undersigned and in the undersigned's name, place and
stead, in any and all capacities, to:

(i)	Sign any Forms 3, 4 and 5, and any and all
amendments thereto, in accordance with Section
16(a) of the Securities Exchange Act of 1934
("Exchange Act") and the regulations thereunder;
and

(ii)	File such Forms 3, 4, 5, or amendments thereto, and
all documents in connection therewith, with the
Securities and Exchange Commission and any
applicable stock exchange.

The undersigned further grants unto said attorneys-in-
fact and agents, and each of them, full power and
authority to do and perform each and every act and thing
requisite and necessary to be done with respect to the
filing of Forms 3, 4 and 5 or any amendments thereto as
fully to all intents and purposes as the undersigned
might or could do in person, hereby ratifying and
confirming all that said attorneys-in-fact and agents or
any of them, or their substitute or substitutes, may
lawfully do or cause to be done by virtue hereof.

The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the
request of the undersigned, are not assuming any of the
undersigned's responsibilities to comply with Section 16
of the Exchange Act.

This Power of Attorney and authorization shall remain in
effect until the undersigned files with the Securities
and Exchange Commission a notice of revocation of this
Power of Attorney by attaching such notice to the
undersigned's Form 3, Form 4 or Form 5.

Executed on this 27th of April, 2021.

/s/ James Fairweather
James Fairweather