SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
PITNEY BOWES INC /DE/
[ PBI ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
| X |
Officer (give title below) |
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Other (specify below) |
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Exec. VP & P. Global Ecommerce
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3. Date of Earliest Transaction
(Month/Day/Year)
02/15/2024
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Rule 10b5-1(c) Transaction Indication |
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
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Restricted Stock Units
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02/15/2024 |
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A |
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125,313 |
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Common Stock |
125,313 |
$3.99
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268,364 |
D |
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| Explanation of Responses: |
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| Remarks: |
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/s/ Thomas Seitaridis - POA for Gregg Zegras |
02/20/2024 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Know All By These Present, that the undersigned
constitutes and appoints George Brereton and Thomas
Seitaridis, and each of them acting individually, as true
and lawful attorneys-in-fact and agents, with full power
of substitution and resubstitution, for the undersigned
and in the undersigned's name, place and stead, in any
and all capacities, to:
(i) Sign any Forms 3, 4 and 5, and any and all amendments
thereto, in accordance with Section 16(a) of the
Securities Exchange Act of 1934 ("Exchange Act") and the
regulations thereunder; and
(ii) File such Forms 3, 4, 5, or amendments thereto, and all
documents in connection therewith, with the Securities
and Exchange Commission and any applicable stock
exchange.
The undersigned further grants unto said attorneys-in-
fact and agents, and each of them, full power and
authority to do and perform each and every act and thing
requisite and necessary to be done with respect to the
filing of Forms 3, 4 and 5 or any amendments thereto as
fully to all intents and purposes as the undersigned
might or could do in person, hereby ratifying and
confirming all that said attorneys-in-fact and agents or
any of them, or their substitute or substitutes, may
lawfully do or cause to be done by virtue hereof.
The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the
request of the undersigned, are not assuming any of the
undersigned's responsibilities to comply with Section 16
of the Exchange Act.
This Power of Attorney and authorization shall remain in
effect until the undersigned files with the Securities
and Exchange Commission a notice of revocation of this
Power of Attorney by attaching such notice to the
undersigned's Form 3, Form 4 or Form 5.
Executed on this day of , 20 .
/s/_______________________
Gregg Zegras
